Core Regulatory Framework

IPReg's Core Regulatory Framework sets out the Overarching Principles and Code of Conduct for all regulated persons.  These rules came into force in 2023, with amendments introduced in 2026 in relation to the handling of first tier complaints as a result of statutory requirements imposed by the Legal Services Board.

If IPReg receives a complaint about a regulated person's conduct, the rules that are in force at the time of the alleged misconduct will prevail.  For example, if IPReg receives a complaint in August 2023 about conduct that occurred in 2022, the regulated person will be judged against the Rules of Conduct that were in force in 2022 (i.e. the previous Rules of Conduct).  However, the disciplinary procedure that will be applied will be the new procedure in force from 1 July 2023.

IPReg has retained some of the former regulatory arrangements in relation to practice fees, professional examinations, litigation and rights of audience, and IPReg’s compensation scheme.

All of IPReg’s regulatory arrangements and associated guidance can be accessed via the tabs on the left hand side.